Government of Saskatchewan
Saturday, November 18, 2017
Financial and Consumer Affairs Authority

October 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an  Extending Order In the Matter of Melnic Group Ltd. and BossCapital.com

October 26, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence.

October 19, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 33-321 Cyber Security and Social Media.

October 17, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order in the Matter of Ouroboros Derivatives Trading Ltd. et al

October 16, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 51-352 Issuers with U.S. Marijuana-Related Activities.

October 12, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101
Mandatory Central Counterparty Clearing of Derivatives.

October 11, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order in the Matter of Scorpion Performance, Inc.

October 10, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Mpower Technologies Limited and CFD Corporate.

October 5, 2017 - Today the Canadian Securities Administrators are publishing CSA Multilateral Staff Notice 58-309 Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices.

October 2, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Ronald James Aitkens et al.

September 28, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Notice of Hearing in the Matter of Ouroboros Derivatives Trading Ltd.

September 29, 2017 - Saskatchewan Policy Statement 11-603 Investor Alert Policy.

September 28, 2017 - The securities regulatory Authority in all Canadian jurisdictions other than British Columbia are implementing Multilateral Instrument 91-102 Prohibition of Binary Options and Companion Policy 91-102 Prohibition of Binary Options.

September 21, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott.

September 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision In the Matter of Ronald James Aitkens et al.

September 15, 2017 - The Canadian Securities Administrators (CSA) today released the Oversight Review Report on the performance of the Mutual Fund Dealers Association of Canada (MFDA).

September 14, 2017 - The Canadian Securities Administrators, other than the British Columbia Securities Commission, are adopting amendments to National Instrument 81-102 Investment Funds and consequential amendment to National Instrument 81-104 Commodity Pools.

September 12, 2017 - Cease Trade Order pursuant to subsection 134.1(2) of The Securities Act, 1988 that all trading in securities of Moon Lake Golf and Country Club Ltd. (the Issuer) cease until the Issuer files the Required Records.

September 8, 2017 - Today the FCAA is publishing Canadian Securities Administrators CSA Staff Notice 46-307 Cryptocurrency Offerings. Publication was delayed in Saskatchewan due to a Bi-Election.

September 6, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Notice of Hearing in the Matter of Scorpion Performance, Inc. Megan White

August 25, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Settlement Agreement in the Matter of Ouroboros Derivatives Trading Ltd. et al.

August 25, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan Decision in the Matter of Jack Louis Comeau.

August 16, 2017 - The Securities Commission (Adoption of National Instruments) (NI 24-101) Amendment Regulations, 2017 comes into force in Saskatchewan on September 5, 2017.

August 16, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Sanctions Order In the Matter of Adele Kaminsky, carrying on business as AK Financial Planning Services.

August 3, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 24-316 Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment.

August 3, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Position.

August 1, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has approved an amendment to General Order 11-914 Recogniction of the Canadian Public Accountability Board. 

July 27, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 51-351 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017.

July 27, 2017 - The Canadian Securities Administrators have approved amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 33-109 Registration Information, and Companion Policy 33-109CP Registration Information.

July 20, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision In the Matter of Adele Kaminsky, carrying on business as AK Financial Planning Services.

July 19, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Imperial Options et al.

July 19, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Imperial Options and Global Transactions LP.

July 19, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Global Capital Ltd.

July 17, 2017 - Decision pursuant to section 92 of The Securities Act, 1988 that International Road Dynamics Inc. ceases to be a reporting issuer.



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