Government of Saskatchewan
Thursday, January 18, 2018
Financial and Consumer Affairs Authority

January 17, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Amending Order In the Matter of Weber Finance.

“Weber Finance” and its website found at the address of "www.weberfinance.com" is in no way related to Darren Weber, Weber Financial, Darren Weber Financial Services Corp., or “www.weberfinancial.ca” operating out of Saskatoon, Saskatchewan.

January 11, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order In the Matter of Weber Finance.

“Weber Finance” and its website found at the address of "www.weberfinance.com" is in no way related to Darren Weber, Weber Financial, Darren Weber Financial Services Corp., or “www.weberfinancial.ca” operating out of Saskatoon, Saskatchewan.

January 11, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order In the Matter of Fluid FX et al.

January 11, 2018 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Temporary Order In the Matter of USI-TECH Limited.

January 9, 2018 - Cease Trade Order pursuant to subsection 134.1(2) of The Securities Act, 1988 that all trading in the securities of DD's Deluxe Rod Holder, Inc. cease until the issuer files the required records.

January 4, 2018 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 21-322 Applicabiltity of Regulation to the Operation of MTFs or OTFs in Canada.

December 22, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. et al. (CanniMed Special Committee Application).

December 22, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of CanniMed Therapeutics Inc. et al. (CanniMed Application).

December 22, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of Aurora Cannabis Inc. et al. (Aurora Application).

December 21, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 21-321 Markets in Financial Instruments Directive (MiFID II) - Share Trading Obligation and its Application to Canadian Securities.

December 20, 2017 - Take notice that the hearing in the above-noted matter scheduled to be heard December 20, 2017 at 8:00 a.m. will be heard on December 20, 2017 at 12:00 p.m. (CanniMed Application).

December 20, 2017 - Take notice that the hearing in the above-noted matter scheduled to be heard December 20, 2017 at 8:00 a.m. will be heard on December 20, 2017 at 12:00 p.m. (CanniMed Special Committee Application).

December 20, 2017 - Take notice that the hearing in the above-noted matter scheduled to be heard December 20, 2017 at 8:00 a.m. will be heard on December 20, 2017 at 12:00 p.m. (Aurora Application).

December 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Amended Notice of Hearing In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and in the Matter of Aurora Cannabis Inc. (CanniMed Special Committee Application).

December 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Amended Notice of Hearing In the Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc. (CanniMed Application).

December 15, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing General Order 96-501 Exemption from Certain Derivatives Reporting Requirements.

December 15, 2017 - Today the Canadian Securities Administrators are publishing Multilateral CSA Staff Notice 96-302 Variation, Amendment, or Revocation and Replacement of Blanket Order Relief from Certain Derivatives Data Reporting Requirements under Multilateral Instrument 96-101 Trade Repositories and Derivvatives Data Reporting.

December 15, 2017 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing Staff Notice 31-703 Change to Criminal Record Check Process for Individuals Registering Where Saskatchewan is the Principal Regulator. 

December 15, 2017 - Today the Financial and Consumer Affairs Authority of Saskatchewan is publishing Local Staff Notice 41-701 Change to Personal Information Form Process Where Saskatchewan is the Principal Regulator.

December 14, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 21-320 Update: National Instrument 21-101 Marketplace Operation and Related Companion Policy - Dealing with Government Debt Transparency.

December 14, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 23-320 Consideration of the Markets in Financial Instruments Directive (MiFID II) Unbundling Requirements on the Regulatory Requirements in Canada.

December 13, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of Aurora Cannabis Inc. et al. (Aurora Application).

December 13, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of CanniMed Therapeutics Inc. et al. (CanniMed Application).

December 13, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. et al. (CanniMed Special Committee Application).

December 12, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing In the Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc. (CanniMed Application).

December 12, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing In the Matter of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. and in the Matter of Aurora Cannabis Inc. (CanniMed Special Committee Application).

December 12, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 13-315 Securities Rgulatory Authority Closed dates 2018*.

December 12, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) is adopting amendments to the local blanket order that implemented the start-up crowdfunding registration and prospectus exemptions in Saskatchewan initially adopted on May 14, 2015 and amended on January 25, 2016 and June 30, 2016.  FCAA is also adopting changes to the Guides published on May 14, 2015 and revised on February 24, 2016 and June 30, 2016.  FCAA has amended the start-up crowdfunding exemption to allow businesses in Saskatchewan and Alberta to raise funds from investors residing in those provinces.

December 11, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Amended Cross-Application of CanniMed Therapeutics Inc. to the Application of Aurora Cannibas Inc. In the Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc. (CanniMed Application).

December 11, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Amended Application of The Special Committee of the Board of Directors of CanniMed Therapeutics Inc. In The Matter of CanniMed Therapeutics Inc. and In the Matter of Aurora Cannabis Inc. (CanniMed Special Committee Application).

December 8, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order In the Matter of Aurora Cannabis Inc. and In the Matter of Cannimed Therapeutics Inc. (Aurora Application).

December 8, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Notice of Hearing In the Matter of Aurora Cannabis Inc. and In the Matter of Cannimed Therapeutics Inc. (Aurora Application).

December 7, 2017 - Today the Canadian Securities Administrators are publishing Joint CSA Staff Notice 31-351, IIROC Notice 17-0229, MFDA Bulletin #0736-M Complying with requirements regarding the Ombudsman for Banking Services and Investments.

December 7, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 11-337 Notice of Local Amendments and Changes in Alberta, Manitoba and New Brunswick.

December 5, 2017 - Today the Canadian Securities Administrators & Investment Industry Regulatory Organization of Canada jointly publish Staff Notice 23-319 Internalization in the Canadian Market.

December 4, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan is publishing the Application of Aurora Cannabis Inc. In the Matter of CanniMed Therapeutics Inc. (Aurora Application).

December 4, 2017 - The Securities Commission (Adoption of National Instruments) (MI 91-102) Amendment Regulations, 2017 come into force on December 12, 2017.

December 4, 2017 - The Securities Commission (Adoption of National Instruments) (NI 31-103 and 33-109) Amendment Regulations, 2017 came into force on December 4, 2017.

November 30, 2017 - Today the Canadian Securities Administrators are publishing CSA Multilateral Staff Notice 58-309 Data Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices.

November 21, 2017 - The Securities Commission (Adoption of National Instruments) (NI 24-101) Amendment Regulations, 2017 came into force on November 14, 2017.  In effect in Saskatchewan on November 20, 2017.

October 27, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an  Extending Order In the Matter of Melnic Group Ltd. and BossCapital.com

October 26, 2017 - The Canadian Securities Administrators are publishing CSA Consultation Paper 52-404 Approach to Director and Audit Committee Member Independence.

October 19, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 33-321 Cyber Security and Social Media.

October 17, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order in the Matter of Ouroboros Derivatives Trading Ltd. et al

October 16, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 51-352 Issuers with U.S. Marijuana-Related Activities.

October 12, 2017 - Today the Canadian Securities Administrators are publishing CSA Notice and Request for Comment - Proposed Amendments to National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives and Proposed Changes to Companion Policy 94-101
Mandatory Central Counterparty Clearing of Derivatives.

October 11, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued an Order in the Matter of Scorpion Performance, Inc.

October 10, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Mpower Technologies Limited and CFD Corporate.

October 5, 2017 - Today the Canadian Securities Administrators are publishing CSA Multilateral Staff Notice 58-309 Staff Review of Women on Boards and in Executive Officer Positions – Compliance with NI 58-101 Disclosure of Corporate Governance Practices.

October 2, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Ronald James Aitkens et al.

September 28, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Notice of Hearing in the Matter of Ouroboros Derivatives Trading Ltd.

September 29, 2017 - Saskatchewan Policy Statement 11-603 Investor Alert Policy.

September 28, 2017 - The securities regulatory Authority in all Canadian jurisdictions other than British Columbia are implementing Multilateral Instrument 91-102 Prohibition of Binary Options and Companion Policy 91-102 Prohibition of Binary Options.

September 21, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of SHEC Energy Corporation, James Thomas Beck and Terrence Michael Stott.

September 18, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision In the Matter of Ronald James Aitkens et al.

September 15, 2017 - The Canadian Securities Administrators (CSA) today released the Oversight Review Report on the performance of the Mutual Fund Dealers Association of Canada (MFDA).

September 14, 2017 - The Canadian Securities Administrators, other than the British Columbia Securities Commission, are adopting amendments to National Instrument 81-102 Investment Funds and consequential amendment to National Instrument 81-104 Commodity Pools.

September 12, 2017 - Cease Trade Order pursuant to subsection 134.1(2) of The Securities Act, 1988 that all trading in securities of Moon Lake Golf and Country Club Ltd. (the Issuer) cease until the Issuer files the Required Records.

September 8, 2017 - Today the FCAA is publishing Canadian Securities Administrators CSA Staff Notice 46-307 Cryptocurrency Offerings. Publication was delayed in Saskatchewan due to a Bi-Election.

September 6, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Notice of Hearing in the Matter of Scorpion Performance, Inc. Megan White

August 25, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan today issued a Settlement Agreement in the Matter of Ouroboros Derivatives Trading Ltd. et al.

August 25, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan Decision in the Matter of Jack Louis Comeau.

August 16, 2017 - The Securities Commission (Adoption of National Instruments) (NI 24-101) Amendment Regulations, 2017 comes into force in Saskatchewan on September 5, 2017.

August 16, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Sanctions Order In the Matter of Adele Kaminsky, carrying on business as AK Financial Planning Services.

August 3, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 24-316 Feedback on CSA Consultation Paper 24-402 Policy Considerations for Enhancing Settlement Discipline in a T+2 Settlement Cycle Environment.

August 3, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 94-302 Delivery of Forms Required under National Instrument 94-102 Derivatives: Customer Clearing and Protection of Customer Collateral and Position.

August 1, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has approved an amendment to General Order 11-914 Recogniction of the Canadian Public Accountability Board. 

July 27, 2017 - Today the Canadian Securities Administrators are publishing CSA Staff Notice 51-351 Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017.

July 27, 2017 - The Canadian Securities Administrators have approved amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations, National Instrument 33-109 Registration Information, and Companion Policy 33-109CP Registration Information.

July 20, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued a Decision In the Matter of Adele Kaminsky, carrying on business as AK Financial Planning Services.

July 19, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Order Setting Hearing Dates In the Matter of Imperial Options et al.

July 19, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order In the Matter of Imperial Options and Global Transactions LP.

July 19, 2017 - The Financial and Consumer Affairs Authority of Saskatchewan has issued an Extending Order in the Matter of Global Capital Ltd.

July 17, 2017 - Decision pursuant to section 92 of The Securities Act, 1988 that International Road Dynamics Inc. ceases to be a reporting issuer.



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