Canadian securities regulators propose prohibiting the use of chargebacks in the distribution of investment funds

Toronto and Montreal – The Canadian Securities Administrators (CSA) has published, for a 90-day comment period, proposed amendments that would prohibit the use of chargebacks in the distribution of investment funds offered by prospectus.

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CSA publishes 3-year Business Plan focused on competition and investor protection

Calgary – The Canadian Securities Administrators (CSA) released today its 2025-2028 Business Plan setting out the priorities of its members for the next three years. The Plan highlights the CSA’s ongoing commitment to responsive and harmonized regulation and is rooted in two overarching goals: to enhance the competitiveness of Canadian capital markets and to advance investor protection.

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Canadian securities regulators launch consultation on ETF framework

TORONTO – The Canadian Securities Administrators (CSA) today published a consultation paper on the exchange-traded fund (ETF) regulatory framework.

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CSA revises “venture issuer” definition and codifies form of proxy requirement

VANCOUVER– The Canadian Securities Administrators (CSA) today published amendments and changes to certain National Instruments and Policies to address a number of matters, including the creation of a Senior Tier by the Canadian Securities Exchange (CSE).

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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