TORONTO – The Canadian Securities Administrators (CSA) today published revised guidance in CSA Staff Notice 96-307 Frequently Asked Questions about Derivatives Trade Reporting (the FAQ).
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The Canadian Securities Administrators (CSA) in collaboration with the Canadian Investment Regulatory Organization (CIRO) today announced initial results from its newly launched initiative to help combat the rising number of fraudulent websites that pose a threat to Canadian investors.
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The Canadian Securities Administrators (CSA) and Canadian Investment Regulatory Organization (CIRO) have released new guidance for financial content creators or influencers, known as “finfluencers.” The guidance aims to help them and the firms they work with understand and follow securities laws when posting information about investing online.
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The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have published their findings from a second phase of reviews of registrants’ compliance with the Client Focused Reforms (the CFRs Phase 2 Sweep).
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Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.
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Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.
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This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.
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