Canadian securities regulators explore streamlining registration delegation to the Canadian Investment Regulatory Organization

Montreal and Winnipeg – The Canadian Securities Administrators (CSA) announced today its members will be considering delegating certain registration functions and powers to the Canadian Investment Regulatory Organization (CIRO). CIRO currently performs certain registration functions for some CSA members under delegated authority, and this further delegation would create a consistent and harmonized approach in registration processes for CIRO members across Canada.

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CSA proposes amendments and changes to implement an access model for certain continuous disclosure documents of non-investment fund reporting issuers

MONTRÉAL – The Canadian Securities Administrators (CSA) is seeking feedback on proposed amendments and changes to implement an access model for certain disclosure documents of non-investment fund reporting issuers (the Proposed Access Model).

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Canadian securities regulators issue guidance regarding disruption of mail service

Calgary – In light of the possibility of a Canada-wide postal disruption starting as early as Friday, November 15, 2024, the Canadian Securities Administrators (CSA) recommends that all stakeholders required to deliver materials to any CSA member, as well as deliver documents to security holders, contact their local securities regulator or visit their local regulator’s website for guidance regarding prescribed delivery obligations.

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CSA encourages Canadians to have the “money talk” to prevent financial abuse

SAINT JOHN, NB – In recognition of Financial Literacy Month’s theme “Money on your Mind? Talk about it.”, the Canadian Securities Administrators (CSA) urges Canadians to talk openly about financial plans and goals with family members and loved ones to help prevent financial abuse.

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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