Canadian securities regulators announce temporary exemptions for derivatives dealers and advisers

TORONTO – The Canadian Securities Administrators (CSA) today announced coordinated local blanket orders (the Blanket Orders) to provide temporary exemptions for obligations set out in National Instrument 93-101 Derivatives: Business Conduct (the Business Conduct Rule). The Blanket Orders temporarily exempt:

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Canadian securities regulators announce changes to derivatives data reporting standards

TORONTO – The Canadian Securities Administrators (CSA) today published final amendments that streamline and harmonize over-the-counter (OTC) derivatives data reporting with global standards.

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Canadian Securities Administrators release 2023-2024 Year in Review

CALGARY – The Canadian Securities Administrators (CSA) today published its annual Year in Review, which covers the CSA’s progress made between July 1, 2023, and June 30, 2024, toward the strategic goals outlined in the 2022-2025 Business Plan.

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Investor Alert: Fraudulent social media “investment groups” take advantage of unsuspecting investors

TORONTO – The Canadian Securities Administrators (CSA) warns Canadians about fraudulent “investment groups” promoted on social media like Facebook and Instagram. These groups could be running a scam called a “pump and dump.”

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Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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