Investor Alert: Impersonation Scam Falsely Suggests Association with the Global Investment Management Firm T. Rowe Price Group, Inc.
Investor Alerts

The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) is warning Saskatchewan residents about an impersonation scam using the name T. Rowe Price Group USA, the website audhioy com (this URL has been manually altered so as not to be interactive), and the application T-AlphaX. The scam has been promoted through social media and messaging platforms.

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Investor Alert: Fraudsters impersonate Union Bancaire Privée, UBP SA to target Canadian investors
CSA News

Montréal – The Canadian Securities Administrators (CSA) is warning Canadians about an ongoing investment fraud involving the impersonation of Union Bancaire Privée, UBP SA (UBP), a Swiss private bank and asset manager. Fraudsters are using the bank’s name to deceive Canadian investors into paying fees to retrieve funds tied to fraudulent crypto-based platforms.

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CSA and CIRO issue guidance on foreign-listed ETF practices
CSA News

(Toronto) – The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) have issued Staff Notice 81-339, which sets out guidance on industry practices relating to the marketing and sale of exchange-traded funds (ETFs) that are listed on a foreign exchange but not also on a Canadian exchange.

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Investor Alert: Four Firms Not Registered in Saskatchewan
Investor Alerts

The Financial and Consumer Affairs Authority of Saskatchewan (FCAA) is warning Saskatchewan residents about the online entities known as WiseProfitWay, GoStoneMax, Sway Horizon AI and Vault-Bit.

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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