Investor Alert: Ramp-and-dump scams surge as fraudulent “investment groups” target unsuspecting investors
CSA News

TORONTO – The Canadian Securities Administrators (CSA) is warning Canadians about fraudulent investment groups being promoted on social media that could be running a stock price manipulation scam called a “ramp and dump.”

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CSA publishes proposed amendment to insider reporting requirements for comment
CSA News

TORONTO – The Canadian Securities Administrators (CSA) today published a notice and request for comment on a proposed amendment to Part 9 of National Instrument 55-104 Insider Reporting Requirements and Exemptions.

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Canadian securities regulators report on key oversight activities of CIRO and CIPF
CSA News

CALGARY – The Canadian Securities Administrators (CSA) today published a report outlining key oversight activities for the Canadian Investment Regulatory Organization (CIRO) and the Canadian Investor Protection Fund (CIPF).

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Prediction markets: CSA and CIRO remind industry and investors of the current rules
CSA News

MONTRÉAL – Given the growing interest in prediction markets in Canada, the Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) want industry and investors to be aware of the applicable requirements governing prediction markets and event contracts (also known as prediction contracts and forecast contracts).

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Check First, Invest Later

Make sure the individuals and companies you are dealing with are registered to sell securities and have not been disciplined for breaking laws.

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FCAA 411

Find out if the business you are dealing with is licensed or registered by FCAA to operate in Saskatchewan.

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FCAA RLS

FCAA Registration and Licensing System

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Consumer Rights

This free and secure online service enables consumers who are experiencing an issue to learn about their rights and the process to file a dispute, and to work with the business to try and reach an agreement.

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