January 2021
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca
January 2021
Securities - General Order 81-505 Temporary Exemptions from National Instrument 81-104 Alternative Mutual Funds
January 28, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan today published General Order 81-505 Temporary Exemptions from National Instrument 81-104 Alternative Mutual Funds.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Order in the Matter of CSPULTRALITESOLAR Inc. (formerly SHEC Energy Corporation) James Thomas Beck and Terrence Michael Stott
January 28, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published Order in the Matter of CSPULTRALITESOLAR Inc. (formerly SHEC Energy Corporation) James Thomas Beck and Terrence Michael Stott.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Decision of the Hearing Panel Concerning the Hearing on the Merits in the Matter of Gaetan Daniel Blouin
January 14, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published Decision of the Hearing Panel Concerning the Hearing on the Merits in the Matter of Gaetan Daniel Blouin.
For more information, contact:
Grace Hession David
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5843
Fax: 306-787-5899
Email: grace.hessiondavid@gov.sk.ca
Securities - Variation Order in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd., Ava Trade Japan K.K.
January 7, 2021 - The Financial and Consumer Affairs Authority published Variation Order in the Matter of Ava Trade Ltd., Ava Trade EU Limited, Ava Capital Markets Australia Pty Ltd., Ava Trade Japan K.K.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - The Securities Commission (Adoption of National Instruments) (NI 81-105, NI 41-101 and NI 81-101) Amendment Regulations, 2020
January 7, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published The Securities Commission (Adoption of National Instruments) (NI 81-105, NI 41-101 and NI 81-101) Amendment Regulations, 2020 relating to the prohibition of mutual fund trailing commissions where no suitability determination was required. The Securities Commission (Adoption of National Instruments) (NI 81-105, NI 41-101 and NI 81-101) Amendment Regulations, 2020.
For more information, contact:
Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca
Securities - Notice of Teleconference Call in the Matter of Playa Exclusive Realty & Deja Properties S.A. De C.V., Brad Yarotsky and Santino Bellabona
January 7, 2021 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Teleconference Call in the Matter of Playa Exclusive Realty & Deja Properties S.A. De C.V., Brad Yarotsky and Santino Bellabona.
For more information, contact:
Grace Hession David
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5843
Fax: 306-787-5899
Email: grace.hessiondavid@gov.sk.ca
Securities - Notice of Coming into Effect of Memorandum of Understanding among the Canadian Securities Administrators regarding the Oversight of The Canadian Investor Protection Fund.
Provides for oversight of Canadian Investor Protection Fund.
Effective Date: January 1, 2021.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities - Notice of Coming into Effect of Memorandum of Understanding regarding the Oversight of the MFDA Investor Protection Corporation (MFDA IPC).
Provides for oversight of MFDA Investor Protection Corporation.
Effective Date: January 1, 2021.
For more information, contact:
Liz Kutarna
Financial and Consumer Affairs Authority of Saskatchewan
Director, Capital Markets
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5871
Fax: 306-787-5899
Email: liz.kutarna@gov.sk.ca
Securities Division
Suite 601, 1919 Saskatchewan Drive
Regina, Saskatchewan S4P 4H2
Tel: (306)787-5645
Fax: (306)787-5899
Email: fcaa@gov.sk.ca