November 2020

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

November 2020

Securities - Order Setting Hearing Dates in the Matter of Darcy Lee Bergen

November 30, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Order Setting Hearing Dates in the Matter of Darcy Lee Bergen.

Order Setting Hearing Dates - November 30, 2020

For more information, contact:

Grace Hession David
Financial and Consumer Affairs Authority of Saskatchewan
Legal Counsel, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina SK S4P 4H2
Bus: 306-787-5843
Fax: 306-787-5899
Email: grace.hessiondavid@gov.sk.ca

Securities - CSA Staff Notice 25-302 Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks

November 26, 2020 - The Canadian Securities Administrators are publishing CSA Staff Notice 25-302 Matters Relating to CDOR, LIBOR and Other Interest Rate Benchmarks.

CSA Staff Notice 25-302

For more information, contact:

        Mikale White, JD
        Financial and Consumer Affairs Authority of Saskatchewan
        Legal Counsel, Legal
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-798-3381
        Fax: 306-787-5899
        Email: mikale.white@gov.sk.ca

Securities - CSA Multilateral Notice and Request for Comment 45-327 Proposed Prospectus Exemption for Self-Certified Investors

November 20, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan and the Alberta Securities Commission are publishing for comment CSA Multilateral Notice and Request for Comment 45-327 Proposed Prospectus Exemption for Self-Certified Investors.

CSA Multilateral Notice 45-327 Proposed Propectus Exemption for Self-Certified Investor

The comment period ends December 23, 2020.

For more information, contact:

Heather Kuchuran, CPA, CA, CFA
        Financial and Consumer Affairs Authority of Saskatchewan
        Director, Corporate Finance
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-1009
        Fax: 306-787-5899
        Email: heather.kuchuran@gov.sk.ca

Securities - Client Relationship Management Advising Representative Frequently Asked Questions

November 19, 2020 - The Canadian Securities Administrators are publishing CSA Client Relationship Management Advising Representative Frequently Asked Questions.

Client Relationship Management Advising Representative Frequently Asked Questions

For more information, contact:

        Curtis Brezinski
        Financial and Consumer Affairs Authority of Saskatchewan
        Compliance Auditor, Capital Markets
        Securities Division
        601-1919 Saskatchewan Drive
        Regina SK S4P 4H2
        Bus: 306-787-5876
        Fax: 306-787-5899
        Email: curtis.brezinski@gov.sk.ca

Securities - Order Setting Hearing Dates in the Matter of Gaetan Daniel Blouin

November 19, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Order Setting Hearing Dates in the Matter of Gaetan Daniel Blouin.

Order Setting Hearing Dates - November 19, 2020

For more information, contact:

Securities - Notice of Adjournment in the Matter of Gaetan Daniel Blouin

November 19, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Adjournment in the Matter of Gaetan Daniel Blouin.

Notice of Adjournment - November 19, 2020

For more information, contact:

Securities - The Securities Commission (Adoption of National Instruments) (NI 51-102) Amendment Regulations, 2020

November 17, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published The Securities Commission (Adoption of National Instruments) (NI 51-102) Amendment Regulations, 2020 relating to the Business Acquisition Report Requirements.

The Securities Commission (Adoption of National Instruments) (NI 51-102) Amendment Regulations, 2020

For more information, contact:

Sonne Udemgba, L.L.M.
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca

Securities - Amended Statement of Allegations in the Matter of Francois Paul Blouin

November 13, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Amended Statement of Allegations in the Matter of Francois Paul Blouin.

Amended Statement of Allegations - October 5, 2020

For more information, contact:

Securities - Order in the Matter of Francois Paul Blouin

November 13, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Order in the Matter of Francois Paul Blouin.

Order - October 19, 2020

For more information, contact:

Securities - Order Setting Hearing Dates in the Matter of Francois Paul Blouin

November 9, 2020 - The Financial and Consumer Affairs Authority published Order Setting Hearing Dates in the Matter of Francois Paul Blouin.

Order Setting Hearing Dates - October 21, 2020

For more information, contact:

Securities - Memorandum of Understanding for Mutual Co-operation and the Exchange of Information between Financial and Consumer Affairs Authority of Saskatchewan, Canada (FCAA) and Securities and Exchange Board of India (SEBI)

November 5, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Memorandum of Understanding for Mutual Co-operation and the Exchange of Information between Financial and Consumer Affairs Authority of Saskatchewan, Canada (FCAA) and Securities and Exchange Board of India (SEBI).

Memorandum of Understanding

For more information contact:

Sonne Udemgba
Financial and Consumer Affairs Authority of Saskatchewan
Director, Legal
Securities Division
601-1919 Saskatchewan Drive
Regina, SK S4P 4H2
Bus: 306-787-5879
Fax: 306-787-5899
Email: sonne.udemgba@gov.sk.ca

Securities - Order Setting Hearing Dates in the Matter of Gaetan Daniel Blouin

November 4, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Order Setting Hearing Dates in the Matter of Gaetan Daniel Blouin.

Order Setting Hearing Dates - November 4, 2020

For more information, contact:

Securities - Notice of Adjournment in the Matter of Gaetan Daniel Blouin

November 4, 2020 - The Financial and Consumer Affairs Authority of Saskatchewan published Notice of Adjournment in the Matter of Gaetan Daniel Blouin.

Notice of Adjournment - November 4, 2020

For more information, contact:

Securities Division

Suite 601, 1919 Saskatchewan Drive

Regina, Saskatchewan S4P 4H2

Tel: (306)787-5645

Fax: (306)787-5899

Email: fcaa@gov.sk.ca